Risk Consulting
- Nakul Gupta
- nakulgupta@spcnc.com
Nakul is a Technology and Consulting expert with 13+ years experience. He is a Partner leading the technology outsourcing & consulting practice at SPC Group having experience of more than a decade across financial technology firms (PayPal, Coinbase) and management consulting (BCG, PwC, EY). He has been an advisor to 10 of the top Fortune 500 global companies as well as large domestic banks & corporates, leading engagements across growth strategy, internal audit, risk and technology consulting.
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Our Risk Consulting services empower businesses to navigate uncertainties with precision. We help you mitigate third-party risks, strengthen IT security and compliance, conduct forensic investigations to uncover fraud, and streamline budgeting with automation. With deep expertise in governance, compliance, and digital risk, we safeguard your operations, reputation, and financial integrity.
Third Party Risk Management
Our TPRM framework ensures vendors are assessed, onboarded, monitored, and managed effectively to mitigate financial, operational, regulatory, and cybersecurity risks:
Strong Governance & Compliance
Data-Driven Risk Insights
Comprehensive Third-Party Lifecycle Management
Contract & Onboarding- Ensuring vendors meet compliance and operational expectations.
Ongoing Monitoring- Tracking performance and risk exposure throughout the engagement.
Termination & Offboarding- Managing vendor exits smoothly while mitigating residual risks.
Risk Evaluation & Profiling
- Financial Health & Solvency
- Regulatory & Compliance Risks
- Cybersecurity & Data Privacy
- Service-Level Performance & Quality
- Operational & Workplace Safety
- Ethical & Employment Practices
Multi-Layered Monitoring
- Self-Assessments- Vendors submit compliance documentation.
- Onsite & Remote Audits- Physical and virtual assessments.
- Continuous Monitoring- Real-time tracking of vendor risks.
- Hybrid Models- Combining various assessment methods for optimal oversight.
Strategic & Oversight & Risk Metrics
Automation & Data Analytics
Improved Security
Increased Time Savings
Less Redundant Work
Simpler Assessments
Easier Audits
Better Vendor Performance
Increased Cost Savings
Simpler Assessments
Faster Vendor Onboarding
Better Reporting Capabilities
Less Risks
Less Spreadsheets
IT Assessment & Assurance
Strengthen IT governance, mitigate cyber risks, and ensure compliance with SPNX IT Assessment & Assurance practice. Our expertise in certification, attestation, and risk management helps secure critical systems and data.
Application Audit
BCP/DR Review
Network/Cyber Security Audit
Vendor Audit
Cloud Security Audit
Assess
- Understand the existing policies and procedures
- Study the existing practices and tools implemented
- Interview relevant stakeholders/custodians of the policies
- Develop a work program for ITGC audits
- Study the methodology for training and awareness
Design & Construct
- Review policies for test of design
- Develop initial data request
- Conduct walkthrough
- Provide scripts for execution on the systems
- Extract the role-based access control list
- Study the network architecture/deployment architecture
Execute & report
- Conduct detailed testing of controls related to ITGC
- Execute scripts and perform script output review
- Review the deployment of architecture through discussions
- Review access control to test and development environment
- Develop report
Identifying Security Vulnerabilities
Efficient Virtualization & Consolidation Projects
Identifying Inefficiencies
Greater Risk Management
Forensics and Integrity
We help businesses uncover fraud, financial misconduct, and regulatory risks through comprehensive forensic investigations. Our experts handle employee fraud, corruption, anti-counterfeiting, and white-collar crimes, ensuring legally admissible findings for internal disputes, compliance, and litigation support.
IT Risk Management
Dispute Advisory & Litigation Support
Fraud Risk Assessment
Forensic Technology
Due Diligence Mystery Shopping
Asset Tracing
How we prevent fraud, ensuring compliance, and strengthening vendor accountability:
Fraud, Pilferage & Corruption Allegations
Our Approach: We help businesses identify vulnerabilities, strengthen internal controls, and ensure compliance to mitigate financial and regulatory risks.
Conflict of Interest
Our Approach: We assist in enhancing governance frameworks, implementing risk assessments, and ensuring transparency to prevent conflicts and maintain business integrity.
Vendor Favoritism & Fraud
Our Approach: We help you in strengthening vendor oversight, implement fraud prevention controls, and ensure ethical procurement practices.
Budgeting and Mis Automation
Take your budget process to a new level of speed, efficiency, and flexibility. Our Budgeting Automation Management Solution simplifies the process of building and updating the budget. It gives you the power to make budgeting an ongoing process to better inform critical business decisions—without straining your finance team.
Our Approach
- Data Collection & Trend Analysis
- Automated Budget Preparation
- Approval & Review Workflow
- Logic Testing for Accuracy
- ERP System Integration
- BAMS Dashboards for Financial Reporting
- Live KPI Tracking & Compliance Monitoring
- AI-Powered Forecasting & Scenario Planning
- Continuous Testing & System Maintenance
How This Helps You?
- Real-Time Insight into Your Data
- Flexible Forecasting
- Data-Collection and Centralization
- One-Click Closures and Reports
- Improved Transparency
- Efficient Reporting
- Fewer Costly Errors
- To Limit Expenditures
Budget Reports and Sample Dashboards
- Budget vs actual analysis report
- Budgeting variance analysis report
- Budgeting forecasting report
- Profit & Loss monthly/quarterly variance report
- Consolidating Year-to-Date Profit & Loss Report
- Budget KPI Report
- Budget revision analysis report
- Miscellaneous exceptional report
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